Broker Check

Advice to Help Protect Plan Fiduciaries

As your partner, we'll help to bring you and your employees services to simplify and facilitate what can be a challenging task - helping your employees save for their retirement through a 401(k) or similar plan. In doing so, we'll work to protect your interests as the plan sponsor by:

  • Helping to build an Inspection-Ready DOL ERISA file
  • Benchmark and monitor plan and provider fees
  • Prepare an Investment Policy Statement
  • Deliver investment advice in accordance with the IPS
  • On-going monitoring of investments
  • Offering periodic RFPs